Tag: SEC

Bank of America announced Thursday that it reached an agreement with federal and state regulators to pay nearly $17 billion to end lawsuits related to deficient home loans and mortgage-backed securities sold prior to the financial crisis. (AP Photo)

Bank of America settles for record $17 billion in mortgage inquiry

Joseph Lawler · August 21, 2014 2:11 pm

SEC examining ‘alternative’ mutual funds

Washington Examiner · August 13, 2014 12:06 am

A lot has happened in the four years since Dodd-Frank became law. (iStock)

Dodd-Frank at war with itself

Hester Peirce · July 25, 2014 9:00 am

SEC needs to rethink its rules on proxy advisory firms

James Copland · July 24, 2014 10:39 pm

Morgan Stanley paying $275M to settle SEC charges

Washington Examiner · July 24, 2014 6:06 pm

SEC considering action against S&P over ratings

Washington Examiner · July 23, 2014 11:21 pm

The Securities and Exchange Commission.

SEC votes to end $1 a share for some money funds

Washington Examiner · July 23, 2014 7:34 pm

An outgoing commissioner of the regulatory agency that oversees derivatives contracts will become the CEO of the International Swaps and Derivatives Association, a trade group for firms that engage in derivatives transactions, according to a statement from the ISDA Wednesday.ÃÂ (iStock Image)

Derivatives regulator CFTC’s ‘revolving door’ move to industry group criticized

Joseph Lawler · July 23, 2014 3:27 pm

Ernst & Young paying $4M to settle SEC charges

Washington Examiner · July 14, 2014 8:48 pm

Amedisys: SEC ends Medicare-related investigation

Washington Examiner · July 8, 2014 12:57 pm

The IRS is far from the only federal agency with a major problem preserving employee emails in which official business is discussed. (iStock Photo)

Beltway Confidential

More scandals with lost emails are ahead if Congress doesn’t enforce the record-keeping laws on the books

Mark Tapscott · June 29, 2014 12:59 am

State-licensed child care providers in Massachusetts will no longer be required to pay dues to the Service Employees International Union, the latest consequence of the Supreme Court'sÃÂ Harris v. QuinnÃÂ decision.ÃÂ (iStock Image)

Manhattan Moment: Supreme Court leaves shareholders vulnerable to legal shakedowns

James Copland · June 27, 2014 7:07 pm