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    Home Tags SEC

    Tag: SEC

    SEC adopts rules on loan-backed securities
    Business

    SEC adopts rules on loan-backed securities

    Marcy Gordon -
    August 27, 2014 11:24 pm
    0
    The SEC will implement a reform of credit rating agencies, including Fitch, Standard and Poor's, and Moody's, mandated by the 2010 Dodd-Frank financial reform law that has been under discussion since 2011. (iStock Photo)
    Economy

    Regulators OK overhaul of credit rating agencies

    Joseph Lawler -
    August 27, 2014 5:11 pm
    0
    Bank of America announced Thursday that it reached an agreement with federal and state regulators to pay nearly $17 billion to end lawsuits related to deficient home loans and mortgage-backed securities sold prior to the financial crisis. (AP Photo)
    Economy

    Bank of America settles for record $17 billion in mortgage inquiry

    Joseph Lawler -
    August 21, 2014 2:11 pm
    0
    SEC examining ‘alternative’ mutual funds
    Business

    SEC examining ‘alternative’ mutual funds

    Washington Examiner -
    August 13, 2014 12:06 am
    0
    A lot has happened in the four years since Dodd-Frank became law. (iStock)
    Economy

    Dodd-Frank at war with itself

    Hester Peirce -
    July 25, 2014 9:00 am
    0
    SEC needs to rethink its rules on proxy advisory firms
    Op-Eds

    SEC needs to rethink its rules on proxy advisory firms

    James Copland -
    July 24, 2014 10:39 pm
    0
    Morgan Stanley paying $275M to settle SEC charges
    Business

    Morgan Stanley paying $275M to settle SEC charges

    Washington Examiner -
    July 24, 2014 6:06 pm
    0
    SEC considering action against S&P over ratings
    Business

    SEC considering action against S&P over ratings

    Washington Examiner -
    July 23, 2014 11:21 pm
    0
    The Securities and Exchange Commission.
    Business

    SEC votes to end $1 a share for some money funds

    Washington Examiner -
    July 23, 2014 7:34 pm
    0
    An outgoing commissioner of the regulatory agency that oversees derivatives contracts will become the CEO of the International Swaps and Derivatives Association, a trade group for firms that engage in derivatives transactions, according to a statement from the ISDA Wednesday. (iStock Image)
    Economy

    Derivatives regulator CFTC’s ‘revolving door’ move to industry group criticized

    Joseph Lawler -
    July 23, 2014 3:27 pm
    0
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